Question: May benefit enrollment documents be placed in the employee’s personnel files or should they be kept separate?
Answer: Due to privacy concerns, it is considered a best practice to keep all benefit documents in a separate file and location from personnel records. Benefit forms contain personal confidential information, including dependent information, that requires a high level of security. Personnel files of all types should be kept in a locked file, ideally in a secure location.
We recommend keeping separate files as follows:
Finally, I-9 forms can be handled a little differently. We recommend keeping all active I-9 forms in a binder if your company size can accommodate that or in a separate file drawer or cabinet away from personnel files. Separately, maintain a binder (or separate file drawer) of I-9 forms for employees who are no longer with your company. In the event of an audit by Immigration and Customs Enforcement (ICE), you can quickly turn over these materials for review, preventing auditors’ access to personnel files or other sensitive information.
.png){kind=logo}
Let us know what you think...